Gestão & Produção
Gestão & Produção
Artigo Original

Phases and tools for supply chain risk management: a systematic literature review

Fases e ferramentas para gestão de risco na cadeia de suprimentos: uma revisão sistemática da literatura

Priscila Gomes Pereira Gaspar; Paula Santos Ceryno; Ana Luiza Ferrer; Antônio Márcio Tavares Thomé

Downloads: 0
Views: 23


Abstract Supply chain risk management (SCRM) has been widely discussed in the academic literature and several models have been proposed in recent years, but there is a need for a model encompassing phases and tools for SCRM. This study presents a systematic literature review (SLR) of 254 abstracts and 68 full-text papers. The SLR made it possible to identify and define the main phases for the SCRM, as well as the tools proposed for each phase. There is a concentration of efforts in the phases of identification, assessment, and selection of risk management strategies and a limited number of studies in monitoring and controlling risks. The article offers a global SCRM framework, contributing to the theoretical discussions and a practical guide to implementation related to SCRM.


Risk management, Supply chain, Supply chain risk management, Systematic review, Phases, Tools


Resumo O gerenciamento de riscos na cadeia de suprimentos (GRCS) tem sido amplamente discutido na literatura acadêmica e vários modelos foram propostos nos últimos anos, porém persiste a necessidade de um modelo que englobe fases e ferramentas. Este artigo apresenta uma revisão sistemática da literatura (RSL), onde 254 resumos foram analisados, e 68 artigos foram lidos na integra, visando a revisão completa de seus conteúdos. A RSL possibilitou a identificação e definição das principais fases para a GRCS, assim como as ferramentas propostas para cada fase. Há concentração dos esforços nas fases de identificação, avaliação e seleção das estratégias de tratamento dos riscos e um número limitado de estudos em monitoramento e controle de riscos. O artigo oferece um framework global de GRCS, contribuindo com as discussões teóricas relacionadas ao tema, além de fornecer um guia prático para sua implementação.


Gestão de risco, Cadeia de suprimentos, Gestão de riscos em cadeias de suprimentos, Revisão sistemática, Fases, Ferramentas


Amundson J., Brown A., Grabowski M., Badurdeen F. Life-cycle risk modeling: alternate methods using bayesian belief networks. Procedia CIRP. 2014;17:320-5.

Aqlan F., Lam S. S. A fuzzy-based integrated framework for supply chain risk assessment. International Journal of Production Economics. 2015;161:54-63.

Atwater C., Gopalan R., Lancioni R., Hunt J. Measuring supply chain risk: predicting motor carriers ability to withstand disruptive environmental change using conjoint analysis. Transportation Research Part C, Emerging Technologies. 2014;48:360-78.

Beamon B. M. Measuring supply chain performance. International Journal of Operations & Production Management. 1999;9(3):275-92.

Berle Ø., Asbjørnslett B. E., Rice J. B. Formal vulnerability assessment of a maritime transportation system. Reliability Engineering & System Safety. 2011;96(6):696-705.

Berle Ø., Norstad I., Asbjørnslett B. E. Optimization, risk assessment and resilience in LNG transportation systems. Supply Chain Management. 2013;18(3):253-64.

Blackhurst J. V., Scheibe K. P., Johnson D. J. Supplier risk assessment and monitoring for the automotive industry. International Journal of Physical Distribution & Logistics Management. 2008;38(2):143-65.

Blos M. F., Hoeflich S. L., Miyagi P. E. A general supply chain continuity management framework. Procedia Computer Science. 2015;55:1160-4.

Bogataj D., Bogataj M. Measuring the supply chain risk and vulnerability in frequency space. International Journal of Production Economics. 2007;108(1):291-301.

Bradley J. R. An improved method for managing catastrophic supply chain disruptions. Business Horizons. 2014;57(4):483-95.

Cagliano A. C., De Marco A., Grimaldi S., Rafele C. An integrated approach to supply chain risk analysis. Journal of Risk Research. 2012;15(7):817-40.

Campbell collaboration systematic reviews: policies and guidelines. 2014.

Ceryno P. S., Scavarda L. F., Klingebiel K. Supply chain risk: empirical research in the automotive industry. Journal of Risk Research. 2015;18(9):1145-64.

Chae B. K. perspective. Supply Chain Management. 2009;14(6):422-8.

Cohen M. A., Kunreuther H. Operations risk management: overview of paul kleindorfer’s contributions. Production and Operations Management. 2007;16(5):525-41.

Colicchia C., Dallari F., Melacini M. Increasing supply chain resilience in a global sourcing context. Production Planning and Control. 2010;21(7):680-94.

Cooper H. M. Organizing knowledge syntheses: A taxonomy of literature reviews. Knowledge in Society. 1988;1(1):104-26.

Cooper H. M. Research synthesis and meta-analysis: a step-by-step approach. 2010;4.

Craighead C. W., Blackhurst J., Rungtusanatham M. J., Handfield R. B. The severity of supply chain disruptions: design characteristics and mitigation capabilities. Decision Sciences. 2007;38(1):131-56.

Cucchiella F., Gastaldi M. Risk management in supply chain: a real option approach. Journal of Manufacturing Technology Management. 2006;17(6):700-20.

Dani S., Deep A. Fragile food supply chains: reacting to risks. International Journal of Logistics: Research and Applications. 2010;13(5):395-410.

Denyer D., Tranfield D. Producing a systematic review.. The sage handbook of organizational research methods. 2009:671-89.

Diabat A., Govindan K., Panicker V. V. Supply chain risk management and its mitigation in a food industry. International Journal of Production Research. 2012;50(11):3039-50.

Elleuch H., Hachicha W., Chabchoub H. A combined approach for supply chain risk management: description and application to a real hospital pharmaceutical case study. Journal of Risk Research. 2014;17(5):641-63.

Esmaeilikia M., Fahimnia B., Sarkis J., Govindan K., Kumar A., Mo J. A tactical supply chain planning model with multiple flexibility options: an empirical evaluation. Annals of Operations Research. 2016;244(2):429-54.

Fahimnia B., Tang C. S., Davarzani H., Sarkis J. Quantitative models for managing supply chain risks: a review. European Journal of Operational Research. 2015;247(1):1-15.

Faisal M. N., Banwet D. K., Shankar R. Mapping supply chains on risk and customer sensitivity dimensions. Industrial Management & Data Systems. 2006;106(6).

Fan H., Li G., Sun H., Cheng T. C. E. An information processing perspective on supply chain risk management: Antecedents, mechanism, and consequences. International Journal of Production Economics. 2016;185:63-75.

Fang C., Liao X., Xie M. A hybrid risks-informed approach for the selection of supplier portfolio. International Journal of Production Research. 2016;54(7):2019-34.

Fazli S., Kiani Mavi R., Vosooghidizaji M. Crude oil supply chain risk management with DEMATEL–ANP. Operations Research. 2015;15(3):453-80.

Franca R. B., Jones E. C., Richards C. N., Carlson J. P. Multi-objective stochastic supply chain modeling to evaluate tradeoffs between profit and quality. International Journal of Production Economics. 2010;127(2):292-9.

Gaudenzi B., Borghesi A. Managing risks in the supply chain using the AHP method. International Journal of Logistics Management. 2006;17(1):114-36.

Gemechu E. D., Helbig C., Sonnemann G., Thorenz A., Tuma A. Import-based indicator for the geopolitical supply risk of raw materials in life cycle sustainability assessments. Journal of Industrial Ecology. 2015.

Ghadge A., Dani S., Chester M., Kalawsky R. A systems approach for modelling supply chain risks. Supply Chain Management. 2013;18(5):523-38.

Giannakis M., Louis M. A multi-agent based framework for supply chain risk management. Journal of Purchasing and Supply Management. 2011;17(1):23-31.

Giannakis M., Papadopoulos T. Supply chain sustainability: a risk management approach. International Journal of Production Economics. 2016;171:455-70.

Goh M., Lim J. Y. S., Meng F. A stochastic model for risk management in global supply chain networks. European Journal of Operational Research. 2007;182(1):164-73.

Gredal P., Panyi Z., Kinra A., Kotzab H., Freitag M., Kotzab H., Pannek J. Dynamics in Logistics. Lecture Notes in Logistics. 2017:151-61.

Güller M., Koc E., Hegmanns T., Henke M., Noche B. A simulation-based decision support framework for real-time supply chain risk management. International Journal of Advanced Logistics. 2015;4(1):17-26.

Hachicha W., Elmsalmi M. An integrated approach based-structural modeling for risk prioritization in supply network management. Journal of Risk Research. 2014;17(10):1301-24.

Harland C., Brenchley R., Walker H. Risk in supply networks. Journal of Purchasing and Supply Management. 2003;9(2):51-62.

Heckmann I., Comes T., Nickel S. A critical review on supply chain risk - Definition, measure and modeling. Omega (United Kingdom). 2015;52:119-32.

Higgins J. P. T., Green S. Cochrane handbook for systematic reviews of interventions.. 2008.

Hirsch J. E. An index to quantify an individual’s scientific research output. Proceedings of the National Academy of Sciences of the United States of America. 2005;102(46):16569-72.

Ho W., Zheng T., Yildiz H., Talluri S. Supply chain risk management: a literature review. International Journal of Production Research. 2015;53(16):5031-69.

Jung K., Lim Y., Oh J. A model for measuring supplier risk: do operational capability indicators enhance the prediction accuracy of supplier risk?. British Journal of Management. 2011;22(4):609-27.

Jüttner U. Supply chain risk management: understanding the business requirements from a practitioner perspective. International Journal of Logistics Management. 2005;16(1):120-41.

Kern D., Moser R., Hartmann E., Moder M. Supply risk management: model development and empirical analysis. International Journal of Physical Distribution & Logistics Management. 2012;42(1):60-82.

Kleindorfer P. R., Saad G. H. Managing disruption risks in supply chains. Production and Operations Management. 2005;14(1):53-68.

Klimov R., Merkuryev Y. Simulation model for supply chain reliability evaluation. Technological and Economic Development of Economy. 2008;14(3):300-11.

König A., Spinler S. The effect of logistics outsourcing on the supply chain vulnerability of shippers: development of a conceptual risk management framework. International Journal of Logistics Management. 2016;27(1):122-41.

Krippendorff K. Content analysis: An introduction to its methodology.. 2004.

Lavastre O., Gunasekaran A., Spalanzani A. Effect of firm characteristics, supplier relationships and techniques used on Supply Chain Risk Management (SCRM): an empirical investigation on French industrial firms. International Journal of Production Research. 2014;52(11):3381-403.

Lee C. K. M., Ching Yeung Y., Hong Z. An integrated framework for outsourcing risk management. Industrial Management & Data Systems. 2012;112(4):541-58.

Lin Y., Zhou L. The impacts of product design changes on supply chain risk: a case study. International Journal of Physical Distribution & Logistics Management. 2011;41(2):162-86.

Lockamy 3rd A., McCormack K. Modeling supplier risks using Bayesian networks. Industrial Management & Data Systems. 2012;112(2):313-33.

Manuj I., Mentzer J. T. Global supply chain risk management. Journal of Business Logistics. 2008;29(1):133-IX.

Manuj I., Mentzer J. T. Global supply chain risk management strategies. International Journal of Physical Distribution & Logistics Management. 2008;38(3):192-223.

Manuj I., Esper T. L., Stank T. P. Supply chain risk management approaches under different conditions of risk. Journal of Business Logistics. 2014;35(3):241-58.

MeiDan X., Ye L., ZhiQiang S. On the measure method of electronic supply chain risk. Procedia Engineering. 2011;15:4805-13.

Micheli G. J. L., Mogre R., Perego A. How to choose mitigation measures for supply chain risks. International Journal of Production Research. 2014;52(1):117-29.

Mizgier K. J., Wagner S. M., Jüttner M. P. Disentangling diversification in supply chain networks. International Journal of Production Economics. 2015;162:115-24.

Neuendorf K. A. The Content Analysis Guidebook.. 2002.

Neely A., Richards H., Mills J., Platts K., Bourne M. Designing performance measures: a structured approach. International journal of operations & Production management. 1997;17(11):1131-52.

Oehmen J., Ziegenbein A., Alard R., Schonsleben P. System-oriented supply chain risk management. Production Planning and Control. 2009;20(4):343-61.

Oke A., Gopalakrishnan M. Managing disruptions in supply chains: a case study of a retail supply chain. International Journal of Production Economics. 2009;118(1):168-74.

Olcott G., Oliver N. Social capital, sensemaking, and recovery. California Management Review. 2014;56(2):5-22.

Olson D. L., Swenseth S. R. Trade-offs in supply chain system risk mitigation. Systems Research and Behavioral Science. 2014;31(4):565-79.

Olson D. L., Wu D. D. A review of enterprise risk management in supply chain. Kybernetes. 2010;39(5):694-706.

Petticrew R., Roberts H. Systematic reviews in the social sciences: a practical guide.. 2006.

Pfohl H., Gallus P., Thomas D. Interpretive structural modeling of supply chain risks. International Journal of Physical Distribution & Logistics Management. 2011;41(9):839-59.

Pfohl H.-C., Köhler H., Thomas D. State of the art in supply chain risk management research: empirical and conceptual findings and a roadmap for the implementation in practice. Logistics Research. 2010;2(1):33-44.

Pradhan S. K., Routroy S. Analyzing the supply chain risk issues for an Indian manufacturing company. Journal of Advances in Management Research. 2014;11(2):144-62.

Pujawan I. N., Geraldin L. H. House of risk: a model for proactive supply chain risk management. Business Process Management Journal. 2009;15(6):953-67.

Punniyamoorthy M., Thamaraiselvan N., Manikandan L. Assessment of supply chain risk: scale development and validation. Benchmarking. 2013;20(1):79-105.

Radivojević G., Gajović V. Supply chain risk modeling by AHP and Fuzzy AHP methods. Journal of Risk Research. 2014;17(3):337-52.

Rajesh R., Ravi V. Modeling enablers of supply chain risk mitigation in electronic supply chains: A Grey--DEMATEL approach. Computers & Industrial Engineering. 2015;87:126-39.

Rajesh R., Ravi V., Venkata Rao R. Selection of risk mitigation strategy in electronic supply chains using grey theory and digraph-matrix approaches. International Journal of Production Research. 2015;53(1):238-57.

Ritchie B., Brindley C. Supply chain risk management and performance: a guiding framework for future development. International Journal of Operations & Production Management. 2007;27(3):303-22.

Schmitt A. J. Strategies for customer service level protection under multi-echelon supply chain disruption risk. Transportation Research Part B: Methodological. 2011;45(8):1266-83.

Schmitt A. J., Singh M. A quantitative analysis of disruption risk in a multi-echelon supply chain. International Journal of Production Economics. 2012;139(1):22-32.

Schoenherr T., Rao Tummala V. M., Harrison T. P. Assessing supply chain risks with the analytic hierarchy process: providing decision support for the offshoring decision by a US manufacturing company. Journal of Purchasing and Supply Management. 2008;14(2):100-11.

Simangunsong E., Hendry L. C., Stevenson M. Supply-chain uncertainty: a review and theoretical foundation for future research. International Journal of Production Research. 2012;50(16):4493-523.

Sofyalıoğlu Ç., Kartal B. The selection of global supply chain risk management strategies by using fuzzy analytical hierarchy process – a case from Turkey. Procedia: Social and Behavioral Sciences. 2012;58:1448-57.

Tang C. Robust strategies for mitigating supply chain disruptions. International Journal of Logistics. 2006;9(1):33-45.

Tang C. S. Perspectives in supply chain risk management. International Journal of Production Economics. 2006;103(2):451-88.

Tang O., Nurmaya Musa S. Identifying risk issues and research advancements in supply chain risk management. International Journal of Production Economics. 2011;133(1):25-34.

Tapiero C. S. Consumers risk and quality control in a collaborative supply chain. European Journal of Operational Research. 2007;182(2):683-94.

Thomé A. M. T., Hollmann R. L., Carmo L. F. R. R. S. Research synthesis in collaborative planning forecast and replenishment. Industrial Management & Data Systems. 2014;114(6):949-65.

Thomé A. M. T., Scavarda L. F., Scavarda A. J. Conducting systematic literature review in operations management. Production Planning and Control. 2016;27(5):1-13.

Thomé A. M. T., Scavarda L. F., Fernandez N. S., Scavarda A. J. Sales and operations planning: a research synthesis. International Journal of Production Economics. 2012.

Thun J.-H., Hoenig D. An empirical analysis of supply chain risk management in the German automotive industry. International Journal of Production Economics. 2011;131(1):242-9.

Torraco R. J. Writing integrative literature reviews: guidelines and examples. Human Resource Development Review. 2005;4(3):356-67.

Tranfield D., Denyer D., Smart P. Towards a methodology for developing evidence-informed management knowledge by means of systematic review. British Journal of Management. 2003;14(3):207-22.

Trkman P., McCormack K. Supply chain risk in turbulent environments: A conceptual model for managing supply chain network risk. International Journal of Production Economics. 2009;119(2):247-58.

Tummala R., Schoenherr T. Assessing and managing risks using the Supply Chain Risk Management Process (SCRMP). Supply Chain Management. 2011;16(6):474-83.

Tuncel G., Alpan G. Risk assessment and management for supply chain networks: A case study. Computers in Industry. 2010;61(3):250-9.

Venkatesh V. G., Rathi S., Patwa S. Analysis on supply chain risks in Indian apparel retail chains and proposal of risk prioritization model using Interpretive structural modeling. Journal of Retailing and Consumer Services. 2015;26:153-67.

Vilko J. P. P., Hallikas J. M. Risk assessment in multimodal supply chains. International Journal of Production Economics. 2011.

Wagner S. M., Bode C. An empirical examination of supply chain performance along several dimensions of risk. Journal of Business Logistics. 2008;29(1):307-25.

Wei H., Dong M., Sun S. Inoperability input-output modeling (IIM) of disruptions to supply chain networks. Systems Engineering. 2010;13(4):324-39.

Wu D., Olson D. Supply chain risk, simulation, and vendor selection. International Journal of Production Economics. 2008;114(2):646-55.

Wu P., Mao C., Wang J., Song Y., Wang X. A decade review of the credits obtained by LEED v2.2 certified green building projects. Building and Environment. 2016;102:167-78.

Wu T., Blackhurst J., Chidambaram V. A model for inbound supply risk analysis. Computers in Industry. 2006;57(4):350-65.

You F., Wassick J. M., Grossmann I. E. Risk management for a global supply chain planning under uncertainty: models and algorithms. AIChE Journal. American Institute of Chemical Engineers. 2009;55(4):931-46.

5f7b5b880e8825de6f67ca73 gp Articles

Gest. Prod.

Share this page
Page Sections